About Mike Stapleton
Mike Stapleton was a remote-working Financial Advisor, located in Tampa and Clearwater, Florida. He worked with business owners, wealthy families and sophisticated individual investors. Mike is a former financial advisor specializing in working with SEP and SIMPLE IRA’s, Traditional and Roth IRA’s, Stock and Bond Investing, 401(k) Representation, Owner-only 401(k)’s, Mutual Funds, ETF’s, Annuities, Life Insurance and Unit Investment Trusts.
Family & Hobbies
Mike has three children who are all grown and off leading productive lives. He loves hiking along the beach, playing guitar, exercising, and being an entrepreneur along with his finance career.
As a financial advisor, formerly with Edward Jones, he believed it was important to invest his time understanding what his clients were working toward. He took a unique approach to assessing, level of risk, long-term goals and former strategies that may or may not have worked.
Education & Licensing
In 2017 Mike graduated from Purdue University with a Bachelor’s Degree in Legal Studies. He started studying in 2009, while helping to raise his family, and he finally finished in 2017 after many stops and starts. Notably, he grauduated Summa Cum Laude, with a 4.0 GPA. Mike is currently enrolled at Villanova University to obtain his Masters Degree, and is again continuing to work toward this goal while working full time. In 2019 Mike obtained his Series 7 and 66 securities licenses with FINRA, and was also licensed in the States of Florida, California, New York, Georgia, Ohio, and Indiana. He also held a Florida Insurance License.
Mike Stapleton served the following communities in Florida: Tampa Bay, Clearwater, Safety Harbor, Westshore, St. Petersburg, Largo, Madeira Beach, Sand Key, Redington Beach, Dunedin, Palm Harbor, Westchase, Oldsmar, Trinity, Odessa, New Port Richey and Lutz. Check out Mike’s credentials by clicking the FINRA BrokerCheck logo below.